securities law

  1. the body of laws governing the issuance and selling of securities
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How To Use securities law In A Sentence

  • He had pleaded guilty in 1987 to tax evasion and the violation of securities laws.
  • Still, an experienced securities lawyer should be retained to advise on deal terms.
  • This kind of deception is illegal under federal securities law because it fools investors into investing in a company which is far less sound than its books suggest. Wonk Room » Bill Would Restore Accountability To Companies Who Enable Fraud
  • Companies should consult with counsel about the application of corporate and securities laws to the issuance of new stock.
  • That sort of bait-and-switch is likely to be more difficult if the new securities law that came into force last year (after seven years of drafting) has the desired impact.
  • Has a firm or company registered under the securities laws of any jurisdiction as a securities dealer, broker, investment advisor or underwriter, suspended or terminated your employment for cause?
  • P.S. Is everybody enjoying the detour into securities law?
  • A group of investors sued Matrixx for a "material" misrepresentation and omission under federal securities law because the company did not publicly report that medical researchers in the early 2000s had traced Zicam to the loss of smell, known as anosmia, and that related lawsuits against the company had been filed. Court sides with investors on disclosing drug reactions
  • The securities laws now provide that a firm must segregate its customers' moneys and hold them in a separate client account.
  • Disclosure of material nonpublic information on a publicly traded company's blog could be deemed a prohibited selective disclosure under federal securities laws.
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